0001193125-14-054906.txt : 20140214 0001193125-14-054906.hdr.sgml : 20140214 20140214163153 ACCESSION NUMBER: 0001193125-14-054906 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 GROUP MEMBERS: STEPHENS INC. GROUP MEMBERS: STEPHENS INVESTMENTS HOLDINGS LLC GROUP MEMBERS: WARREN A. STEPHENS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Del Frisco's Restaurant Group, Inc. CENTRAL INDEX KEY: 0001415301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 208453116 STATE OF INCORPORATION: DE FISCAL YEAR END: 1225 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87185 FILM NUMBER: 14617361 BUSINESS ADDRESS: STREET 1: 930 S. KIMBALL AVE. STREET 2: SUITE 100 CITY: SOUTHLAKE STATE: TX ZIP: 76092 BUSINESS PHONE: 817-601-3421 MAIL ADDRESS: STREET 1: 930 S. KIMBALL AVE. STREET 2: SUITE 100 CITY: SOUTHLAKE STATE: TX ZIP: 76092 FORMER COMPANY: FORMER CONFORMED NAME: Del Frisco's Restaurant Group, LLC DATE OF NAME CHANGE: 20071016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Stephens Investment Management Group LLC CENTRAL INDEX KEY: 0001314440 IRS NUMBER: 203456509 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 9 GREENWAY PLAZA STREET 2: SUITE 1900 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 800-458-6589 MAIL ADDRESS: STREET 1: 111 CENTER STREET CITY: LITTLE ROCK STATE: AR ZIP: 72203 FORMER COMPANY: FORMER CONFORMED NAME: Stephens Inc. DATE OF NAME CHANGE: 20050114 SC 13G 1 d680250dsc13g.htm SC 13G SC 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )

 

 

DEL FRISCO’S RESTAURANT GROUP, INC.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

245077102

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G

 

CUSIP NO. 245077102  

 

  1.   

NAMES OF REPORTING PERSONS

 

Stephens Investment Management Group, LLC

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Arkansas

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

680,025

   7.   

SOLE DISPOSITIVE POWER

 

1,044,555

   8.   

SHARED DISPOSITIVE POWER

 

0

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,044,555

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

4.4%

12.  

TYPE OF REPORTING PERSON

 

IA


SCHEDULE 13G

 

CUSIP NO. 245077102  

 

  1.   

NAMES OF REPORTING PERSONS

 

Stephens Investments Holdings LLC

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Arkansas

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

680,025

   7.   

SOLE DISPOSITIVE POWER

 

1,044,555

   8.   

SHARED DISPOSITIVE POWER

 

0

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,044,555

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

4.4%

12.  

TYPE OF REPORTING PERSON

 

HC


SCHEDULE 13G

 

CUSIP NO. 245077102  

 

  1.   

NAMES OF REPORTING PERSONS

 

Stephens Inc.

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Arkansas

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

SOLE VOTING POWER

 

6,615

   6.   

SHARED VOTING POWER

 

141,843

   7.   

SOLE DISPOSITIVE POWER

 

148,998

   8.   

SHARED DISPOSITIVE POWER

 

0

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

148,998

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.6%

12.  

TYPE OF REPORTING PERSON

 

IA, BD


SCHEDULE 13G

 

CUSIP NO. 245077102  

 

  1.   

NAMES OF REPORTING PERSONS

 

Warren A. Stephens

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

SOLE VOTING POWER

 

6,615

   6.   

SHARED VOTING POWER

 

821,868

   7.   

SOLE DISPOSITIVE POWER

 

1,193,553

   8.   

SHARED DISPOSITIVE POWER

 

0

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,193,553

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.0%

12.  

TYPE OF REPORTING PERSON

 

IN, HC


CUSIP NO. 245077102

 

Item 1.

 

  (a) Name of Issuer: Del Frisco’s Restaurant Group, Inc.

 

  (b) Address of Issuer’s Principal Executive Offices:

930 S. Kimball Ave., Suite 100, Southlake, TX 76092

 

Item 2.

 

  (a) Name of Person Filing:
  (1) Stephens Investment Management Group, LLC
  (2) Stephens Investments Holdings LLC
  (3) Stephens Inc.
  (4) Warren A. Stephens

 

  (b) Address of Principal Business Office or, if none, Residence

(1) through (4)

111 Center Street, Little Rock, Arkansas 72201

 

  (c) Citizenship:
  (1) and (2) Arkansas limited liability company
  (3) Arkansas corporation
  (4) United States of America

 

  (d) Title of Class of Securities: Common Stock, par value $0.001 per share (the “Common Stock”)

 

  (e) CUSIP Number: 245077102

 

Item 3. Stephens Investment Management Group, LLC and Stephens Inc. are investment advisers in accordance with Rule 13d-1(b)(1)(ii)(E). Stephens Inc. is also a broker or dealer registered under Section 15 of the Act. Stephens Investments Holdings LLC and Warren A. Stephens are each a parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).

 

Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

  See Items 5 – 11 on cover pages 2, 3, 4, and 5 of this schedule.

 

Item 5. Ownership of Five Percent or Less of a Class.

  N/A


Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Various persons other than the reporting persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, certain shares of the Common Stock reported on this schedule. None of such interests relate to more than five percent of the Common Stock.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

See attached Exhibit A.

 

Item 8. Identification and Classification of Members of the Group

N/A

 

Item 9. Notice of Dissolution of Group

N/A

 

Item 10. Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2014

Date  
Stephens Investment Management Group, LLC
By:  

/s/ David Prince

  David Prince
  General Counsel
Stephens Investments Holdings LLC
By:  

/s/ Warren A. Stephens

  Warren A. Stephens
  President and Manager
Stephens Inc.
By:  

/s/ Warren A. Stephens

  Warren A. Stephens
  President

/s/ Warren A. Stephens

Warren A. Stephens


EXHIBIT A

The number of shares reported herein as beneficially owned by Stephens Investments Holdings LLC (“SIH”) is comprised of all of the shares beneficially owned by Stephens Investment Management Group, LLC (“SIMG”), a subsidiary of SIH and an investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).

The number of shares reported herein as beneficially owned by Warren A. Stephens is comprised of (i) all of the shares reported herein as beneficially owned by SIH, a company owned by Mr. Stephens, and (ii) all of the shares beneficially owned by Stephens Inc., a broker or dealer registered under Section 15 of the Act and an investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E), which is owned by Mr. Stephens.


JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13G with respect to the shares of common stock, par value $0.001 per share, beneficially owned by each of them of Del Frisco’s Restaurant Group, Inc.

IN WITNESS WHEREOF, the undersigned have executed this Joint Filing Agreement as of the 14th day of February, 2014.

 

Stephens Investment Management Group, LLC
By:  

/s/ David Prince

  David Prince
  General Counsel
Stephens Investments Holdings LLC
By:  

/s/ Warren A. Stephens

  Warren A. Stephens
  President and Manager
Stephens Inc.
By:  

/s/ Warren A. Stephens

  Warren A. Stephens
  President

/s/ Warren A. Stephens

Warren A. Stephens